Americans for Financial Reform

Results tagged with “SEC”

Commentaries & Press
December 11, 2018

Joint Letter: Report to SEC Highlights Disclosure Weaknesses of Broker Standards Rule

Press Releases & Statements
Advocacy
November 20, 2018

Letters to Regulators: AFR Education Fund sent a comment letter to the SEC regarding proposed rules on broker-dealer and swap dealer capital requirements.

Comments & Letters to Regulators
Advocacy
November 15, 2018

Letters to Regulators: Letter to the SEC opposing efforts to weaken shareholder rights

Comments & Letters to Regulators
Commentaries & Press
November 7, 2018

News Release: SEC Advisory Committee Right to Seek Major Changes to Broker Standards Proposal

Press Releases & Statements
Commentaries & Press
September 20, 2018

News Release: Consumer Groups Criticize SEC Investor-Protection Proposal During Agency Roundtable in Baltimore

Press Releases & Statements
Advocacy
September 19, 2018

Letters to Regulators: AFR Education Fund submitted a letter to the SEC regarding proposed amendments to the Whistleblower Program rules

Comments & Letters to Regulators
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