Results tagged with “investor protection”
Big Banks & Wall Street Capital Markets and Financial Stability
Advocacy
March 21, 2022
Letters to the regulators Letters to Regulators: Comment Letter Supporting the SEC’s Proposal to Expand Position Disclosure Requirements via Form PF
Corporate Governance & Power
Advocacy
March 18, 2022
Letters to the regulators Letters to Regulators: Letter Commenting on the SEC’s Proposed Rule on Executive Compensation
Consumer Financial Justice
Advocacy
March 15, 2022
Letters to the regulators Letters to Regulators: Letter to DOL Urging Modernization of Fiduciary Rule
Private Equity and Private Funds
Commentaries & Press
February 9, 2022
Press release News Release: SEC Private Funds Plan Will Protect Worker Investments and Promote Fair Markets
Big Banks & Wall Street Capital Markets and Financial Stability
Advocacy
February 2, 2022
Letters to congress Letters to Congress: Letter in Support of Chairman Sherman’s Amendments to the America COMPETES Act
Capital Markets and Financial Stability Private Equity and Private Funds
Commentaries & Press
January 27, 2022
Press release