Americans for Financial Reform

Results tagged with “investor protection”

Letters to Regulators: Letter to the SEC and CFTC on Proposed Amendments to Form PF
Big Banks & Wall Street Capital Markets and Financial Stability FinTech/Crypto
Advocacy
October 11, 2022

Letters to Regulators: Letter to the SEC and CFTC on Proposed Amendments to Form PF

Comments & Letters to Regulators
Letters to Regulators: Letter to the SEC in Response to Request for Comment on Certain Information Providers Acting as Investment Advisors
Big Banks & Wall Street Capital Markets and Financial Stability
Advocacy
August 16, 2022

Letters to Regulators: Letter to the SEC in Response to Request for Comment on Certain Information Providers Acting as Investment Advisors

Comments & Letters to Regulators
Letters to Regulators: Letter in Response to FINRA Request for Comment on Complex Products
Big Banks & Wall Street Capital Markets and Financial Stability
Advocacy
May 9, 2022

Letters to Regulators: Letter in Response to FINRA Request for Comment on Complex Products

Comments & Letters to Regulators
Letters to Regulators: Letter to the SEC in Support of Proposals to Protect Investors in Private Funds
Private Equity and Private Funds
Advocacy
April 25, 2022

Letters to Regulators: Letter to the SEC in Support of Proposals to Protect Investors in Private Funds

Comments & Letters to Regulators
Letters to Regulators: Letter to the SEC in Support of Proposals to Protect Investors in Private Funds
Private Equity and Private Funds
Advocacy
April 25, 2022

Letters to Regulators: Letter to the SEC in Support of Proposals to Protect Investors in Private Funds

Comments & Letters to Regulators
Letter to Regulators: Letter Commenting on the SEC’s Proposal on Money Market Reforms
Big Banks & Wall Street Capital Markets and Financial Stability FinTech/Crypto
Advocacy
April 11, 2022

Letter to Regulators: Letter Commenting on the SEC’s Proposal on Money Market Reforms

Comments & Letters to Regulators
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