Americans for Financial Reform

Results tagged with “SEC”

Commentaries & Press
June 5, 2019

News Release: Statement on SEC Approval of Reg BI

Press Releases & Statements
Commentaries & Press
May 9, 2019

News Release: Statement On SEC Auditing Decision

Press Releases & Statements
Advocacy
April 26, 2019

Letter To Regulators: SEC Package on Investor Protection Does Not Live Up to Name

Comments & Letters to Regulators
Action Alerts
March 8, 2019

Take Action: Don’t let brokers rip off their clients

Take Action
Commentaries & Press
December 11, 2018

Joint Letter: Report to SEC Highlights Disclosure Weaknesses of Broker Standards Rule

Press Releases & Statements
Advocacy
November 20, 2018

Letters to Regulators: AFR Education Fund sent a comment letter to the SEC regarding proposed rules on broker-dealer and swap dealer capital requirements.

Comments & Letters to Regulators
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