Americans for Financial Reform

Results tagged with “SEC”

News Release: SEC Brings Much-Needed, Long-Overdue Transparency to Stock Buybacks, But Falls Short of Initial Proposal’s Promise
Commentaries & Press
May 3, 2023

News Release: SEC Brings Much-Needed, Long-Overdue Transparency to Stock Buybacks, But Falls Short of Initial Proposal’s Promise

Press Releases & Statements
Letter to Regulators: Silicon Valley Bank Failure Demonstrates the Need to Implement Key Executive Pay Rule, Dodd-Frank Section 956
Corporate Governance & Power
Advocacy
March 28, 2023

Letter to Regulators: Silicon Valley Bank Failure Demonstrates the Need to Implement Key Executive Pay Rule, Dodd-Frank Section 956

Comments & Letters to Regulators
Letters to Regulators: Letter From 29 Signers to the SEC on Passing Strong Final Rules on Private Fund Advisers to Protect Investors and the Financial System
Private Equity and Private Funds
Advocacy
February 21, 2023

Letters to Regulators: Letter From 29 Signers to the SEC on Passing Strong Final Rules on Private Fund Advisers to Protect Investors and the Financial System

Comments & Letters to Regulators
Letters to Regulators: Letter to the SEC in Support of Open-Ended Fund Proposal
Big Banks & Wall Street Capital Markets and Financial Stability
Advocacy
February 14, 2023

Letters to Regulators: Letter to the SEC in Support of Open-Ended Fund Proposal

Comments & Letters to Regulators
News Release: SEC’s Finally Tackles Conflicted Trades Featured in “The Big Short”
Big Banks & Wall Street Capital Markets and Financial Stability
Commentaries & Press
January 25, 2023

News Release: SEC’s Finally Tackles Conflicted Trades Featured in “The Big Short”

Press Releases & Statements
Letters to Regulators: Letter to the SEC on Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities Fund Advisers
Big Banks & Wall Street Capital Markets and Financial Stability
Advocacy
December 27, 2022

Letters to Regulators: Letter to the SEC on Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities Fund Advisers

Comments & Letters to Regulators
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