Americans for Financial Reform

Results tagged with “SEC”

Big Banks & Wall Street Big Banks, Wall Street, Capital Markets and Financial Stability Capital Markets and Financial Stability
Reports and Publications
August 7, 2018

AFR/CFA Memo: SEC Broker Standards Proposal Falls Far Short

Policy & Analysis
Advocacy
August 7, 2018

Joint Letter: SEC Broker Proposal Fails To Establish Strong Standard or Mitigate Conflicts

Comments & Letters to Regulators
Commentaries & Press
May 23, 2018

Joint Letter: Nominate Progressive Candidates to Financial Regulators

Press Releases & Statements
Advocacy
May 22, 2018

Letters to Regulators: AFR opposed roll back of transparency disclosures to investors in SEC proposed rule “Investment Company Liquidity Disclosures.”

Comments & Letters to Regulators
Commentaries & Press
April 27, 2018

AFR in the News: SEC Seeks to Require Brokers to Put Their Clients First (NY Times)

AFR in the News
Commentaries & Press
April 19, 2018

AFR Statement: Weak SEC Proposal on Broker Standards

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