Americans for Financial Reform

Results tagged with “SEC”

Advocacy
November 15, 2018

Letters to Regulators: Letter to the SEC opposing efforts to weaken shareholder rights

Comments & Letters to Regulators
Commentaries & Press
November 7, 2018

News Release: SEC Advisory Committee Right to Seek Major Changes to Broker Standards Proposal

Press Releases & Statements
Commentaries & Press
September 20, 2018

News Release: Consumer Groups Criticize SEC Investor-Protection Proposal During Agency Roundtable in Baltimore

Press Releases & Statements
Advocacy
September 19, 2018

Letters to Regulators: AFR Education Fund submitted a letter to the SEC regarding proposed amendments to the Whistleblower Program rules

Comments & Letters to Regulators
They took a broker’s self-serving advice. It cost them about $30,000 in retirement savings.
Events
August 22, 2018

They took a broker’s self-serving advice. It cost them about $30,000 in retirement savings.

Commentaries & Press
August 20, 2018

AFR in the News: Trump Asks SEC to Study Quarterly Earnings Requirements for Public Firms (NY Times)

AFR in the News
Resource Library
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