Americans for Financial Reform

Results tagged with “SEC”

Policy Recommendations: Recommendations for Systemic Reform to Create a Safe and Just Financial System
Big Banks & Wall Street Big Banks, Wall Street, Capital Markets and Financial Stability
Reports and Publications
November 25, 2020

Policy Recommendations: Recommendations for Systemic Reform to Create a Safe and Just Financial System

Policy & Analysis
Letter to Regulators: SEC Should Withdraw Proposed “Finders” Exemption to Broker-Dealer Regulation
Advocacy
November 13, 2020

Letter to Regulators: SEC Should Withdraw Proposed “Finders” Exemption to Broker-Dealer Regulation

Comments & Letters to Regulators
Policy Memo: SPAC-tacular for Wall Street, For the Rest of Us, Less So
Big Banks, Wall Street, Capital Markets and Financial Stability Capital Markets and Financial Stability
Reports and Publications
October 30, 2020

Policy Memo: SPAC-tacular for Wall Street, For the Rest of Us, Less So

Policy & Analysis
Letter to Regulator: Letter to the SEC Cautioning Against Raising Quarterly Investor Reporting Thresholds by Thirty-Five Times
Advocacy
October 1, 2020

Letter to Regulator: Letter to the SEC Cautioning Against Raising Quarterly Investor Reporting Thresholds by Thirty-Five Times

Comments & Letters to Regulators
Statement: Statement on SEC Rule on Shareholder Proposals
Commentaries & Press
September 23, 2020

Statement: Statement on SEC Rule on Shareholder Proposals

News Release: SEC Must Go Further to Improve Pandemic-Related Risk Disclosures
Commentaries & Press
June 23, 2020

News Release: SEC Must Go Further to Improve Pandemic-Related Risk Disclosures

Press Releases & Statements
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