This Week in Wall Street Reform
Click here to view this week’s highlights and lowlights in Wall Street Reform – September 10, 2011 – September 16, 2011.
Tag Archives: Investor protection and corporate governance
AFR Letter to the Senate re: SEC-CFTC Letter
Click here to view the full letter to Senators about the importance of full funding for the SEC and CFTC.
AFR Statement on Markup of FY12 Financial Services and General Gov’t Appropriations Bill
FOR IMMEDIATE RELEASE DATE: September 15, 2011 CONTACT: John Carey at 202-466-1854 john@ourfinancialsecurity.org AFR Statement on Markup of FY12 Financial Services and General Gov’t Appropriations Bill Washington, DC – Americans for Financial Reform, a coalition of more than 250 national, state and local organizations
AFR comment to SEC re “Franken Amendment” on Credit Rating Agencies
Click here to view AFR’s comment letter to the SEC regarding the study on assigned credit ratings for structured finance products mandated by section 939F (Franken Amendment) of Dodd-Frank. We said it is vitally important that the Commission explore more sweeping reforms designed to directly
Swap Lobbyists Pushing SEC Version of Trading Rules Over CFTC
Swap Lobbyists Pushing SEC Version of Trading Rules Over CFTC Jesse Hamilton and Silla Brush (Bloomberg) September 9, 2011 “In a match made in Congress, the Securities and Exchange Commission and Commodity Futures Trading Commission are supposed to work in tandem to oversee the $601
AARP – Protecting Investors—Establishing the SEC Fiduciary Duty Standard
Protecting Investors—Establishing the SEC Fiduciary Duty Standard by: Mercer Bullard, Associate Professor, University of Mississippi School of Law | from: Public Policy Institute | September 2011 Many broker-dealers are not subject to a fiduciary duty when they provide personalized investment advice to their clients. Broker-dealers
This Week in Wall Street Reform
Click here to view this week’s highlights and lowlights in Wall Street Reform – September 3, 2011 – September 9, 2011.
This Week in Wall Street Reform
Click here to view this week’s highlights and lowlights in Wall Street Reform – August 27, 2011 – September 2, 2011.
This Week in Wall Street Reform
Click here to view this week’s highlights and lowlights in Wall Street Reform – June 11, 2011 – June 17, 2011.
This Week in Wall Street Reform
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