Letters to Regulators: AFR Education Fund sent a comment letter to the SEC regarding proposed rules on broker-dealer and swap dealer capital requirements. - Americans for Financial Reform

Letters to Regulators: AFR Education Fund sent a comment letter to the SEC regarding proposed rules on broker-dealer and swap dealer capital requirements.

Nov 20, 2018 by team in Education Fund

Click here to download a PDF version of the letter.

Tagged with: broker-dealers, capital, liquidity, margin, SEC, swap dealers