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Capitol Hill Briefing: Restoring Investor Rights

Submitted by on October 15, 2013 – 7:54 pm
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Exploring solutions for fairly resolving disputes
between investors and their brokers or investment professionals

 October 15, 2013

3 p.m. – 4:30 p.m.

2103 Rayburn House Office Building
Washington, DC

 

Panelists/Speakers:

  • Robert S. Banks, Jr., Board Member and Past President, Public Investors Arbitration Bar Association and Member, FINRA National Arbitration and Mediation Committee and Chair of its Rules and Procedures Subcommittee
  • F. Paul Bland, Jr., Senior Attorney, Public Justice and Counsel, Chavez & Gertler LLP
  • Leslie M. Van Buskirk, Attorney Supervisor, Bureau of Enforcement, Wisconsin Department of Financial Institutions, Division of Securities
  • Introductory Remarks: Christine Hines, Consumer and Civil Justice Counsel, Public Citizen
  • Moderator: Lisa Donner, Executive Director, Americans for Financial Reform

 

Hosted by Americans for Financial Reform,
North American Securities Administrators Association
and Public Citizen

 

 

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