This Week in Wall Street Reform
Click here to view this week’s highlights and lowlights in Wall Street Reform – September 3, 2011 – September 9, 2011.
Tag Archives: Derivatives
This Week in Wall Street Reform
Click here to view this week’s highlights and lowlights in Wall Street Reform – August 27, 2011 – September 2, 2011.
AFR-CFA Comment Letter: Business Conduct Standards
The Securities and Exchange Commission has proposed business conduct rules for security-based swap dealers and major security-based participants that AFR and CFA have said will not be effective in ending abusive practices and do not do enough to bring transparency to this market. Of particular concern are serious shortcomings in the provisions designed to provide enhanced protections for special entities, such as municipalities and pension funds, shortcomings that all but guarantee the rules will not deliver the intended enhanced protections. In a comment letter filed with the SEC yesterday, AFR and CFA urged the agency to comprehensively revise the rules to address weaknesses in virtually every provision of the rules and make them at least as strong as those proposed earlier this year by the CFTC.
This Week in Wall Street Reform
Click here to view this week’s highlights and lowlights in Wall Street Reform – August 20, 2011 – August 26, 2011.
This Week in Wall Street Reform
Click here to view this week’s highlights and lowlights in Wall Street Reform – July 30, 2011 – August 4, 2011. Please note TWiWSR will take a break until August 26, 2011.
This Week in Wall Street Reform
Click here to view this week’s highlights and lowlights in Wall Street Reform – July 23, 2011 – July 29, 2011.
This Week in Wall Street Reform
Click here to view this week’s highlights and lowlights in Wall Street Reform – July 16, 2011 – July 22, 2011.
This Week in Wall Street Reform
Click here to view this week’s highlights and lowlights in Wall Street Reform – July 9, 2011 – July 15, 2011.
This Week in Wall Street Reform
Click here to view this week’s highlights and lowlights in Wall Street Reform – July 2, 2011 – July 8, 2011.
This Week in Wall Street Reform
Click here to view this week’s highlights and lowlights in Wall Street Reform – June 25, 2011 – July 1, 2011.