Exploring solutions for fairly resolving disputes
between investors and their brokers or investment professionals

 October 15, 2013

3 p.m. – 4:30 p.m.

2103 Rayburn House Office Building
Washington, DC

Panelists/Speakers:

• Robert S. Banks, Jr., Board Member and Past President, Public Investors Arbitration Bar Association and Member, FINRA National Arbitration and Mediation Committee and Chair of its Rules and Procedures Subcommittee
• F. Paul Bland, Jr., Senior Attorney, Public Justice and Counsel, Chavez & Gertler LLP
• Leslie M. Van Buskirk, Attorney Supervisor, Bureau of Enforcement, Wisconsin Department of Financial Institutions, Division of Securities
• Introductory Remarks: Christine Hines, Consumer and Civil Justice Counsel, Public Citizen
• Moderator: Lisa Donner, Executive Director, Americans for Financial Reform

Hosted by Americans for Financial Reform,
North American Securities Administrators Association
and Public Citizen