Swap Lobbyists Pushing SEC Version of Trading Rules Over CFTC
Jesse Hamilton and Silla Brush (Bloomberg)
September 9, 2011
“In a match made in Congress, the Securities and Exchange Commission and Commodity Futures Trading Commission are supposed to …

Protecting Investors—Establishing
the SEC Fiduciary Duty Standard

by: Mercer Bullard, Associate Professor, University of Mississippi School of Law | from: Public Policy Institute | September 2011

Many broker-dealers are not subject to a fiduciary duty when they provide …

Click here  to view this week’s highlights and lowlights in Wall Street Reform – September 3, 2011 – September 9, 2011.

Click here to view this week’s highlights and lowlights in Wall Street Reform – August 27, 2011 – September 2, 2011.

Click here to view this week’s highlights and lowlights in Wall Street Reform – June 11, 2011 – June 17, 2011.