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Articles tagged with: Derivatives

This Week in Wall Street Reform
September 16, 2011 – 4:42 pm

Click here to view this week’s highlights and lowlights in Wall Street Reform – September 10, 2011 – September 16, 2011.

AFR Letter to the Senate re: SEC-CFTC Letter
September 16, 2011 – 4:30 pm

Click here to view the full letter to Senators about the importance of full funding for the SEC and CFTC.

Questions Arise About UBS Risk Controls
September 16, 2011 – 12:22 pm

Questions Arise About UBS Risk Controls
Alistair MacDonald and Deborah Ball (WSJ – subscription required)
September 16, 2011
“Risk-management and control specialists are again questioning the banking industry’s ability to manage risks and regulator’s efforts to police the …

Global Standards Sought on Rules
September 16, 2011 – 12:19 pm

Global Standards Sought on Rules
Victoria McGrane (WSJ – subscription required)
September 16, 2011
“Treasury Secretary Timothy Geithner in a letter Wednesday assured Congress that the Obama administration and federal regulators are working with their international counterparts to …

Delta One Desks Are Big Moneymakers
September 16, 2011 – 12:18 pm

Delta One Desks Are Big Moneymakers
Susanne Craig and Azam Ahmed (DealBook/NYT)
September 15, 2011
“The $2 billion trading loss that has rocked the Swiss banking giant UBS has also cast a spotlight on a relatively unknown but …

Swap Lobbyists Pushing SEC Version of Trading Rules Over CFTC
September 14, 2011 – 8:09 am

Swap Lobbyists Pushing SEC Version of Trading Rules Over CFTC
Jesse Hamilton and Silla Brush (Bloomberg)
September 9, 2011
“In a match made in Congress, the Securities and Exchange Commission and Commodity Futures Trading Commission are supposed to …